A Registered Representative and Registered Principal with Royal Alliance Associates, Inc.
Professional Background
- Has served clients in the securities industry since 1995
- Holds securities registrations: Series 6, 7, 24, 63, 66
- Registered in the states of NJ, NY, NC, PA, CA, CT, FL, KY, MA, MD, OH, RI, TX, VA, VT as well as in the District of Columbia
- Life Insurance licensed
- Supervised over 70 advisors as OSJ Manager of Investment Advisors Financial Group, LLC from 2006-2013
- Served as Vice President and partner of Investment Advisors & Consultants, Inc., a registered Broker/Dealer from 1995-2006
- Helped run the B/D which had over 120 registered representatives and assets under management of over $1.7 billion
- IAC was founded by Tom’s father - Tom Sr. - in 1979
Personal Information
- Father of three beautiful children: Isabella (18), Thomas (16) and Anna (14)
- Majored in Business and Computer Science at Penn State University
- Attended St. Paul’s School in Concord, NH
- Studied Italian language and culture in Florence, Italy in 1994
- Sometimes goes by the nickname “Moose”
- Favorite interests include spending time with my children, cooking, traveling, playing volleyball, and learning about craft beer
- Is a fan of the NY Red Bulls, NY Yankees, NY Giants, and NJ Devils