Our Team

A Registered Representative and Registered Principal with Royal Alliance Associates, Inc.

Professional Background

• Has served clients in the securities industry since 1995
• Holds securities registrations: Series 6, 7, 24, 63, 66
• Registered in the states of NJ, NY, NC, PA, CA, CT, FL, KY, MA, MD, OH, RI, TX, VA, VT as well as in the District of Columbia
• Life Insurance licensed
• Supervised over 70 advisors as OSJ Manager of Investment Advisors Financial Group, LLC from 2006-2013
• Served as Vice President and partner of Investment Advisors & Consultants, Inc., a registered Broker/Dealer from 1995-2006
  • Helped run the B/D which had over 120 registered representatives and assets under management of over $1.7 billion
  • IAC was founded by Tom’s father - Tom Sr. - in 1979

Personal Information

• Father of three beautiful children: Isabella (18), Thomas (16) and Anna (14)
• Majored in Business and Computer Science at Penn State University
• Attended St. Paul’s School in Concord, NH
• Studied Italian language and culture in Florence, Italy in 1994
• Sometimes goes by the nickname “Moose”
• Favorite interests include spending time with my children, cooking, traveling, playing volleyball, and learning about craft beer
• Is a fan of the NY Red Bulls, NY Yankees, NY Giants, and NJ Devils

tom@mwmfinancial.com

Sabine Roma has been a valued member of our firm family since February 1991, and has been instrumental to the success of Investment Advisors over the years. Prior to working with Investment Advisors, she worked in the banking industry for 12 years.

Sabine is an expert in all areas of back office support, especially brokerage operations through National Financial. She works closely with our Investment Advisors representatives in support of their clients and individual practices.

She has been married to Al Roma since October 1984, and has two daughters, Ally and Toni.

sabine.roma@investiac.com